About Us

Leadership

Steve DiBerardino

Steve DiBerardino

Chief Compliance Officer

Steve DiBerardino joined Wealthcare in September 2019.  He began his career with BNP Paribas Securities Services supervising several areas in Operations and later created and managed the Operational Control/Risk Management Department for North America region. He spent a significant portion of his career at The Vanguard Group Inc as a Senior Manager in Internal Audit. Upon his arrival at Vanguard, he was tasked with building an audit team that specialized in broker-dealer regulations and operations to prepare for Vanguard’s implementation of its self-clearing broker-dealer.  He gradually moved on to manage audit engagements in Retail, Institutional, Personal Advisory Services and the Trust Company.  During his time at Vanguard he was responsible for all regulatory SEC, FINRA, ERISA, OCC, PA of Banking and DOL engagements, external auditor reviews, regulatory reporting and the data driven continuous auditing system. Steve was most recently at Chartwell Investment Partners as a Compliance Manager responsible for the administration and management of firm’s compliance policies and procedures related to supervision of employee-related activities, code of ethics, risk management, automation of compliance systems and the oversight of the marketing, advertising and social media documentation review.  Steve is a graduate of the Saint Joseph’s University and currently resides outside Philadelphia with his wife and three children.

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